In today’s competitive marketplace, differentiating from your competitors is essential to the success of your business. Accomplishing that requires marketing and advertising your products or services effectively, without losing sight of your legal responsibility to comply with legal obligations, which include truthful and verifiable advertising claims, non-deceptive or non-misleading statements, and abiding by fair competition rules.

The laws, rules and regulations pertaining to the prevention of consumer harm potentially impact many areas of your business, for example: what and how you promote your business; how you label your products; what you say about your competitors; how you conduct email and telemarketing campaigns; how you engage social media platforms; how you use sales offers, rebates, raffles, sweepstakes and contests; how you handle your customers’ personal data; and even how you advertise to children.

At Arochi & Lindner, we counsel marketers, brand managers, advertisers, agencies and broadcasters on all the legal aspects of the marketing spectrum from conception to execution, covering branding, labeling, promotion, advertising, affiliate marketing, data protection, public relations, media buying, entertainment-related agreements, sponsorships, public events and celebrity endorsements. We also advise on marketing strategies and ensure that clients’ advertising and marketing claims, representations and methods of communication do not violate the law. In addition, we facilitate transactions (negotiations and documentation), as well as litigate administrative decisions that affect advertisers’ interests. In case a problem arises, we fight to protect your interests in advertising, regulatory or business and consumer class action litigation. Our commitment to effective solutions, together with our legal knowledge, experience, creativity and innovative approaches, make us the cutting-edge partner that creative marketers need.

Independent, external audits based in AML/CFT

We carry out external audits as an independent third party, which are mandatory for regulated entities under the LFPIORPI. We evaluate policies, manuals, client files, and reports sent to the UIF, and issue an objective opinion regarding the degree of compliance, proposing corrective actions to ensure a sound prevention program.

Comprehensive compliance diagnostic

We help organizations identify gaps in their prevention processes through an exhaustive analysis of their policies, internal controls, and procedures. Our approach allows us to assess the maturity of the compliance systems and prioritize risks according to national and international standards.

Design and implementation of compliance programs and AML/CFT manuals

We develop manuals, due diligence protocols, codes of ethics, and monitoring mechanisms adapted to each sector. We accompany our clients in the practical implementation of policies that ensure customer identification, the detection of suspicious transactions, and reporting compliance with the UIF.

Preparation of legal, regulatory, and criminal liabilities matrices

We design matrices that allow companies to identify and classify regulatory, fiscal, contractual, criminal, and corruption risks. This comprehensive approach strengthens corporate governance and provides a strategic vision to prevent liabilities for the company and its directors.

Internal investigations and forensic audits

We conduct confidential investigations into internal complaints, potential fraud, corruption, and regulatory breaches. We apply forensic auditing techniques to collect evidence and mitigate damages, as well as propose corrective measures to ensure transparency and legal protection for the organization.

Whistleblowing and alert management channels

We design, implement, and operate internal and external whistleblowing channels, guaranteeing confidentiality, traceability, and effective response. We provide support in the classification of cases, protection of whistleblowers, and investigations.

BEYOND COMPLIANCE: ELIMINATING AML/CFT RISKS

At Arochi & Lindner, we provide comprehensive advice on compliance and AML/CFT with the aim of eliminating legal and reputational risks, ensuring correct record keeping, and preparing companies to undergo audits and revisions by national and international authorities.

Our commitment is to offer robust, preventive, and strategic legal solutions that make compliance not only an obligation, but a competitive advantage grounded in trust, transparency, and reputation.

Specialized Training

We offer tailor-made, hands-on training programs for compliance officers, directors, key employees, and audit committees. Our courses promote a culture of integrity and equip staff with tools to identify risks and apply the required controls.

Support during verification visits and UIF procedures

We advise and represent companies during verification visits, administrative processes, and sanctioning procedures initiated by the UIF. Our team ensures a solid defense, preparing required documentation and accompanying the organization in all stages of the process.

International protection against foreign regulations

We provide specialized advice for cross-border operations and compliance with international authorities, such as the OFAC, FinCEN, FATF, and the U.S. FCPA. We help companies operate with legal certainty and maintain the trust of correspondent banks, investors, and foreign business partners.

ESG compliance and corporate governance

We integrate environmental, social, and governance criteria (ESG) that are aligned with international standards in the compliance and business ethics programs. We support companies in strengthening their reputation and generating sustainable value for shareholders and stakeholders.

Regulatory affairs in the management of controlled chemical substances

We advise companies in the chemical, pharmaceutical, and industrial sectors on regulatory compliance with authorities such as the COFEPRIS, SEMARNAT, and SEDENA. We implement controls that prevent the diversion of substances susceptible to illicit use in drugs, weapons, or explosives.